Get a clear view of non-cash compensation with PowerComply

PowerComply allows your Compliance department to ensure regulatory and firm limits are maintained across the entire organization. Implementation is very straightforward, and yet the flexibility of the system also allows for more complex integrations as required. Key features include:

  • Intuitive and fast transaction entry
  • Highly Configurable dollar and occurrence based transaction limits
  • Online aggregate and transaction detail reports
  • Customizable email notification templates
  • Comprehensive audit history
  • Easy integration with T&E, HR, CRM, Registration and other internal systems
  • Single Sign On (SSO) availability
  • Browser neutral


  • Highly configurable limits and user interface – no programming required
  • Intuitive user interface requiring minimal training — easily interfaces with in-house Accounting, Reimbursement and HR eliminating duplicate entry of transactions


  • Increases transparency with employee transaction summaries
  • User and management access to track and review spending
  • Fully compliant with FINRA rule 3060