FINRA E-Learning Courses

FINRA E-Learning courses offer an affordable solution for Firm Element, Anti-Money Laundering (AML) and other training needs. Firms trust FINRA's E-Learning library for firmwide training on rules and regulations and how they are practically applied.

In addition, firms can supplement their existing training programs by purchasing individual courses for targeted training on specific compliance topics. FIRE offers all FINRA E-Learning courses, including text and video-based courses.

Features of FINRA E-Learning Courses

Download the E-Learning Course Catalog from the FINRA web site

If you are a Broker-Dealer in need of Firm Element Training and would like to enroll a group of users in FINRA E-Learning courses, please reach-out to our Client Services department at 866-275-3473 Ext 1 and we will be happy to help you get started.

If you are an individual and are interested in enrolling in FINRA E-Learning courses use the enrollment link below.

Note: Use of FINRA's e-learning courses does not guarantee compliance with regulatory requirements or create a safe harbor from regulatory responsibilities.