FIRE Solutions is pleased to announce the new addition of a FINRA E-Learning course to our Firm Element Continuing Education catalog:
FINRA: Conflicts of Interest (ELC242)
Course Code = FINRA_ELC242
Approx. 30 Minutes
This course highlights conflicts of interests that could arise between registered representatives, clients and firms in the securities industry. Conflict-related scenarios are presented to help registered representatives learn how to better identify, mitigate and manage conflicts of interest in their business.