BSA Back in the Regulatory Focus Today’s geopolitical climate has caused more focus on money laundering activity related to illegal drug trafficking and terrorist financing. Consequently, regulators place higher priority on enforcing the Bank Secrecy Act (BSA), which mandates financial industry standards to detect and prevent money laundering. Therefore, examiners across the financial services industry […]

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A successful approach to preparing for your FINRA exam is often a two-pronged strategy.  You certainly need to study and know the content being tested (our study programs see to that!).  Oftentimes, however, that is not enough; you also need to beat the test.  You likely have anxiety over some of the extracurricular aspects of taking the […]

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To close the circle on an earlier blog post regarding NASAA updates to the Series 63, 65, and 66 exams: NASAA has updated the test specifications for each of its examinations to better reflect the skills and knowledge needed by broker/dealer agents and investment adviser representatives in today’s ever-changing financial industry. Content related to Series […]

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Green Light is designed to maximize your opportunity to pass your exam, by ensuring your studies remain on track. Time and again, we hear feedback from students who worked with other providers and scored well on their practice exams, but didn’t come close to passing their exam.  With our program, you will know in advance […]

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The FIRE Solutions Series Exam Prep Features video shows and details our online Exam Prep and resources available to students. Let’s take a quick look at how our Exam prep program will set you up to pass your FINRA exam.  FIRE’s programs are designed for online delivery, and reflect everything we’ve learned in over 15 […]

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In order “to better reflect the skills and knowledge needed by broker-dealer agents and investment adviser representatives in today’s ever-changing financial industry,” NASAA has announced changes to the Series 63, 65, and 66 exams. While each of the exams will experience updated specifications including several new topics and a modification/de-emphasis of others, many will view […]

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