BSA Back in the Regulatory Focus Today’s geopolitical climate has caused more focus on money laundering activity related to illegal drug trafficking and terrorist financing. Consequently, regulators place higher priority on enforcing the Bank Secrecy Act (BSA), which mandates financial industry standards to detect and prevent money laundering. Therefore, examiners across the financial services industry […]

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A successful approach to preparing for your FINRA exam is often a two-pronged strategy.  You certainly need to study and know the content being tested (our study programs see to that!).  Oftentimes, however, that is not enough; you also need to beat the test.  You likely have anxiety over some of the extracurricular aspects of taking the […]

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