FIRE Solutions is pleased to announce the addition of Cybersecurity for Representatives & Clients to our Firm Element and Annual Compliance Meeting catalog. Cybersecurity for Representatives & Clients describes the importance of a cybersecurity program, the tactics used to hack into a firm’s systems, and ways that representatives and their clients can prevent these breaches. […]

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FIRE Solutions is pleased to announce the addition of 401 (k) Plans to our Firm Element Continuing Education course catalog. 401 (k) Plans is an intermediate course intended for retail representatives and investment adviser representatives, as well as any financial service industry professional interested in learning about 401(k) plans as a retirement plan option. The […]

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FIRE Solutions is pleased to announce the addition of Supervision and Surveillance to our Firm Element Continuing Education course catalog. Supervision and Surveillance is intended for branch managers and supervising principals, compliance officers, and others interested in establishing and maintaining account surveillance procedures. Information in this course will help these financial professionals ensure that their […]

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FIRE Solutions is pleased to announce the addition of Cybersecurity for Representatives and Clients to our Firm Element Continuing Education course catalog. Cybersecurity for Representatives and Clients is designed for those working in the financial services industry who have contact with sensitive customer information or have responsibilities related to the protection of both customer information […]

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FIRE Solutions is pleased to announce the addition of ERISA and the Fiduciary Standard to our Firm Element Continuing Education course catalog. ERISA and the Fiduciary Standard is an intermediate course intended for retail and investment adviser representatives, as well as any financial service industry professional interested in learning about ERISA’s fiduciary status and the […]

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FIRE Solutions is pleased to announce the new addition of a FINRA E-Learning course to our Firm Element Continuing Education catalog:  FINRA: Conflicts of Interest (ELC242) Course Code = FINRA_ELC242 Approx.  30 Minutes Course Description This course highlights conflicts of interests that could arise between registered representatives, clients and firms in the securities industry. Conflict-related scenarios are presented to […]

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FIRE Solutions is pleased to announce a new addition to our Firm Element Continuing Education course catalog: AML – A Historical Review Course Code = CE_AMLHR Approx.  45 – 50 Minutes Audience  AML — A Historical Review is intended for securities industry professionals interested in developments and trends in anti-money laundering activities and efforts, as well as the changing regulatory […]

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