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| TUTORIAL 1 - 601 | TUTORIAL 2 - 602 | TUTORIAL 3 - 603 | TUTORIAL 4 - 604 |
|---|---|---|---|
| Module 1 Uniform Securities Act (Definitions) (Applicable for Series 63, 65, 66) |
Modules 2, 3 and 6 Registration of People & Securities, the State Administrator, & the Federal Regulations (Applicable for Series 63, 65, 66) |
Modules 4 and 5 Fraud & Unethical Behavior (Applicable for Series 63, 65, 66) |
Modules 7, 8, 9 and 10 Portfolio Management, Risk, Client Profiles, & Pension Plans (Applicable for Series 65 and 66) |