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| TUTORIAL 1 - 601 | TUTORIAL 2 - 602 | TUTORIAL 3 - 603 | TUTORIAL 4 - 604 | TUTORIAL 5 - 605 | TUTORIAL 6 - 606 | TUTORIAL 7 - 607 |
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| Module 1 Uniform Securities Act (Definitions) |
Modules 1 & 2 Uniform Securities Act & Registration of Persons |
Modules 3 and 6 Registration of Securities & Investment Advisers and the Federal Acts |
Module 4 Prohibited Practices and Business Practices of Investment Advisers |
Module 5 State Administrators & Regulatory Oversight |
Modules 7 & 8 Annuities and Retirement Plans & Risk and Evaluation |
Modules 9 & 10 Customer Profiles & Portfolio Management |