TUTORIAL 1 - 601 TUTORIAL 2 - 602 TUTORIAL 3 - 603 TUTORIAL 4 - 604
Module 1
Uniform Securities Act (Definitions)
(Applicable for Series 63, 65, 66)		 Modules 2, 3 and 6
Registration of People & Securities, the State Administrator, & the Federal Regulations
(Applicable for Series 63, 65, 66)		 Modules 4 and 5
Fraud & Unethical Behavior
(Applicable for Series 63, 65, 66)		 Modules 7, 8, 9 and 10
Portfolio Management, Risk, Client Profiles, & Pension Plans
(Applicable for Series 65 and 66)
 
TUTORIAL DATE DAY TIME DURATION REGISTER
 
DECEMBER 2007        
Tutorial 1 - 601 (63, 65, 66) 4 Tuesday 11:00am PST 1:12 hours Register
Tutorial 2 - 602 (63, 65, 66) 6 Thursday 11:00am PST 1:19 hours Register
Tutorial 3 - 603 (63, 65, 66) 11 Tuesday 11:00am PST 1:06 hours Register
Tutorial 4 - 604 (65, 66) 13 Thursday 11:00am PST 1:52 hours Register
Tutorial 1 - 601 (63, 65, 66) 18 Tuesday 11:00am PST 1:12 hours Register
Tutorial 2 - 602 (63, 65, 66) 20 Thursday 11:00am PST 1:19 hours Register