FIRE Delivers FINRA E-Learning Courses
Through an agreement with FINRA, FIRE Solutions is now offering a selection of FINRA’s e-learning courses. The initial list of courses includes:
- AML—Institutional: Recognizing Red Flags
- AML—Retail: Exploring New Risks
- Retail Branch Office Supervision: Compliance with Regulations
- Conflicts of Interest
- Debt Mark-Ups
- Fixed Income Suitability: Retail Sales Practices
- Retail Branch Office Supervision: Understanding Supervisory Responsibilities
- Structured Products
- Supervision: Obligations for Firms with Institutional Clients
All FINRA courses have been seamlessly integrated into FIRE’s Firm Element Continuing Education platform, offering the same benefits you’ve come to expect from FIRE:
- One-step enrollment
- Automated welcome and reminder emails with custom wording and frequency
- Single-point login and access to FINRA and FIRE Firm Element courses
- Self-enrollment and credit card processing options
- 24/7 progress reporting
- End-of-program completion binder
- FIRE’s renowned customer service
A complete catalog is located here. For more information, please contact Lis Ramsey at eramsey@firesolutions.com or 415 869-4233.
