New Firm Element CE Course for 2010

At the beginning of each year, FIRE Solutions selects new, relevant topics to add to our catalog of over 100 Firm Element CE courses. We choose courses based on an analysis of market demand, client requests, client feedback, and the recommendations of the Securities Industry Regulatory Council on Continuing Education.

New courses for 2010 include the full line of FINRA e-learning courses:

  1. AML—Institutional: Customer Identification Procedures
  2. AML—Institutional: Exploring New Risks
  3. AML—Institutional: Identification and Reporting Issues
  4. AML—Institutional: Identifying and Managing Higher-Risk Clients
  5. AML—Operations: Customer Identification Procedures
  6. AML—Operations: Recognizing Red Flags
  7. AML—Retail: Customer Identification Procedures
  8. AML—Retail: Recognizing and Escalating Suspicious Activity
  9. AML—Retail: Recognizing Red Flags
  10. AML—Retail: The Responsibility to Know Your Customer
  11. Communications with the Public: An Introduction to Compliance Issues
  12. Customer Information Protection for Supervisors
  13. Life of an Equity Trade
  14. Penny Stock Sales
  15. Supervisory Considerations for Working with Seniors
  16. Suitability Issues: Considerations for Product Exchanges
  17. Suitability Issues: An Institutional Focus
  18. Variable Annuities: Requirements for Supervisors
  19. Variable Annuities: Sales Practice Issues for 1035 Exchanges

…and more.

New FIRE Courses for 2010 include:

  1. AML – Current Issues 2010 (Available - Mid Feb 2010)
  2. Handling Customer Accounts (Available Q1)
  3. Communications – Use and supervision of new technologies (Available Q1)
  4. Investment Advisor Representative– Financial consulting and advisory business (Available Q2)
  5. MSRB – Sales practices and reporting requirements (Available Q2)
  6. Direct Participation Programs and REIT’s (Available Q2)
  7. Exchange Traded Funds (Available - Late Q2)

FIRE has been providing online training to the financial world for over a decade. FIRE's all-inclusive Firm Element CE program includes automated introductory emails, 24/7 reporting, unlimited toll-free technical support, and completion binder.

For further information on FIRE's Firm Element CE, Series Exam Prep, Annual Compliance Meetings, Rep Registration, and Gift & Entertainment tracking, please call 866-ASK-FIRE (866 275-3473).